For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world’s financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It’s the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.
Client Service Delivery (CSD) brings together BNY Mellon’s key operational areas into one global team to better support the company’s businesses and serve clients around the world. CSD helps clients to conduct business, service assets, and engage in transactions in 35 countries and more than 100 markets. At every stage of the investments lifecycle – creating, trading, clearing, settling, holding, servicing, managing, distributing and restructuring assets – CSD is working to make BNY Mellon the recognized industry service quality and productivity leader. Client Service Delivery manages investment monitoring, measurement and processing services for our clients. Our solutions include Securities Operations, Fund Administration, Transfer Agency, Outsourcing, Performance Measurement and other related services.
Description
The candidate will show overall responsibility to represent EMEA & APAC Securities Operations Control Management to ensure the control environment is sound and the business unit is meeting client needs, coordinate all embedded control activities for the function from an EMEA APAC perspective, directing and coordinating other embedded control section, unit and analyst resource as necessary, direct and manage Risk and Control Reviews/ Testing to ensure adequacy and effective of controls and provide recommendations in compliance with Control Management Testing Methodology, contribute, promote and monitor continuous improvement in Risk Culture, act as a technical expert in relation to the operational effectiveness of the controls in place and provide direction and guidance regarding effective implementation of any enhancements to controls or process, lead, participate and/or providing relevant input to any Legal Entity/Regulatory and Control Management governance committees as required, promote, monitor and measure effectiveness of Risk and Control Self Assessments in line with CSD Governance and Required Controls, develop effective working relationships with the Three lines of Defence, External Auditors and Regulators where required, develop effective working relationships with Senior LoB Management to ensure that there are clear risk mitigation strategies in place and that the functions are operating as an effective first line of defence, perform oversight and recommendations to business areas on risk management, design and effective operation of controls, analyse key risk data and work with business areas to identify error root causes, material risks and control issues/themes and agree mitigating actions, perform quality reviews of all Control Testing responsible for to ensure compliance with Control Management Testing Methodology, management of embedded control staff for all people management activities – training and development needs to ensure quality working environment and meeting quality standards in line with performance requirements, provide support, develop, analyse monitor key Risk Management Framework including Key Risk Indicators, OREs etc, escalate emerging risks or issues to Senior Management and Shared Partners as appropriate and design and deliver training on control and risk based activities as required.
Qualifications
The qualified candidate will show qualifications in a professional or industry qualification such as CISI, ACCA etc is advantageous, ideally minimum of 8-10 years’ comprehensive experience in the financial industry, preferably in a control capacity (Internal Audit, Operational Risk or Compliance), working knowledge of UK and European Regulatory Frameworks, min of 6 years of Management experience and excellent oral and written communication skills and strong experience in a Securities Operations function within Asset Servicing environment preferred.
